Jason Brooks Head, 46, of Tuscaloosa, Alabama, agreed to plead guilty in September to bank embezzlement and to a bar by Finra ...

the letter of acceptance said. While on January 5, 2024, Head “voluntarily terminated his employment with the firm,” Morgan Stanley amended Head’s Form U5 to disclose that a customer had ...

Robert Chen and his team like strategies like direct indexing because they systematically tax loss harvest throughout the year for clients.

JPMorgan Chase, Bank of America, Citi, Goldman Sachs, Morgan Stanley and BlackRock were all asked about how they plan to implement or have implemented hiring or supplier diversity goals.

NZBA’s goals drew the ire of state agriculture officials last year, who decried the plan in a letter to the heads of several major banks involved in the compact, including Morgan Stanley.

Morgan Stanley said its profit more than doubled in the fourth quarter, fueled by its investment banking and trading businesses. Profit surged 145% to $3.71 billion. That amounted to $2.22 per ...