Wells Fargo firms, Merrill Lynch to pay $60 mln to settle SEC charges
The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...
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Wells Fargo, Merrill Lynch Pay $60M to Settle Cash Sweep Charges
The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.
It’s Compensation Season for Advisors. Here Are the Pay Changes Coming to Merrill Lynch in 2025.
On Wednesday, Merrill Lynch was the latest wealth manager to ... one of the nation’s largest wealth managers. Industry news ...