Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

Bank of America’s brokerage unit reported strong growth, as did the company’s private bank, as executives are emphasizing ...

Merrill Lynch is adding more resources to help its advisors serve ultrahigh-net-worth clients, a lucrative demographic for the Bank of America wealth unit. The company says it has assembled more ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S.

Merrill Lynch and Morgan Stanley executives on Thursday discussed ... Merrill's wealth business has a decided advantage over ...

The Securities and Exchange Commission settled charges against units within Bank of America and Wells Fargo that will result ... and Wells Fargo Advisors Financial Network as well as Merrill Lynch, ...

Advisor Franco Di Maio, a 24-year industry veteran producing about $1 million in annual revenue, left UBS to join Merrill's office in Paramus, New Jersey, according to a spokesperson for Merrill ...

Merrill Guided Investing stands out for human portfolio management, and current Merrill and Bank of America customers will appreciate its rewards program. But the management fee is higher than ...

The Securities and Exchange Commission on Friday announced settled charges against registered investment advisers Wells Fargo Clearing Services ...