Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S.

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

Merrill Lynch has agreed to pay $4.9 million ... meeting with clients and connecting them with the full suite of BofA services and products. “The FSAs are salary- and bonus-based, and they ...

The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.

Please refer to the Merrill Lynch Institutional Investment Consulting Brochure for information on the program including a description of the services and related fees. (3) Investment products are ...

Regulators took the wirehouses to task for not having policies directing advisors to consider clients' best interests.

Merrill Lynch and Morgan Stanley executives on Thursday discussed plans to further tap in-house banking services in their ...

The Securities and Exchange Commission on Friday announced settled charges against registered investment advisers Wells Fargo Clearing Services ...

By Chris Prentice (Reuters) -Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges ...