A major battle is brewing between big brokerage firms, busy developing new markets, and large securities and futures exchange groups in a rivalry likely to benefit asset managers by lowering ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S.

Bank of America’s brokerage unit reported strong growth, as did the company’s private bank, as executives are emphasizing ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

The Justice Department is accusing Jared Eakes of contacting other advisors who were exploring the sale of their practice through an online marketplace ... broker with Merrill Lynch from 2017 ...

The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.

Come on Merrill Edge. Give some readily available instructions. Bank of America bought Merrill Lynch in 2008, and Merrill Edge launched in 2010 to streamline services for existing Bank of America ...

So why are so many feeling fed up? Merrill Lynch has made a name on the back of its storied fleet of financial advisors, the famous "thundering herd" that oversees $2.7 trillion worth of client ...

What should I know about this firm? Merrill Lynch, Pierce, Fenner & Smith Inc. says its advisors develop personalized economic strategies for clients by focusing on their specific financial ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S.

(Reuters) -Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over compliance ...