Many items on the commission’s examination agenda for 2026, such as advisors’ fiduciary duty and AI, are familiar, but ...

The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, ...

The US Securities and Exchange Commission (SEC) chairman, Paul Atkins, has cleared the air on what has been the industry’s ...

Charles Schwab's compliance expert says firms are still adapting to the change of leadership at the SEC and the impact of the ...

FSI asks SEC Chair Paul Atkins to formalize rules against "shoot first" enforcement tactics they claim intensified under Gary ...

The U.S. Securities and Exchange Commission (SEC) brought 30% fewer enforcement actions against public companies and subsidiaries in FY 2025 than in FY 2024—a decline that coincided with the change in ...

Financial advisors face regulatory uncertainty as SEC Chair Paul Atkins reverses Gensler-era proposals while keeping ...

Former Securities and Exchange Commission (SEC) Chairman Gary Gensler wiped his government cellphone of official text messages even as he oversaw a wide-reaching, years-long probe into Wall Street for ...

Tyler Winklevoss, co-founder of Gemini, is not happy with SEC Chair Gary Gensler after his appearance on a CNBC interview, speaking on his policies on crypto. On Sept 18, in a CNBC interview, former ...

Gary Gensler, the former head of the U.S Securities and Exchange Commission (SEC), has castigated Donald Trump’s tariff policy, noting that his administration has imposed a “self-inflicted injury.” ...

The headquarters of the Securities and Exchange Commission is seen in Washington, D.C., on Jan. 28, 2021. (Photo by SAUL LOEB/AFP via Getty Images) House Republicans have had initial discussions with ...

Former SEC Chair Gary Gensler stated on Wednesday that Bitcoin (CRYPTO: BTC) is driven almost entirely by sentiment rather than fundamentals. Reflecting on the cryptocurrency market, Gensler cautioned ...