RIAs manage large volumes of sensitive client information every day. With strict regulatory requirements, you need a secure and organized way to handle documents. The right financial document ...

To continue reading this content, please enable JavaScript in your browser settings and refresh this page. In a time of increasing regulatory complexity and budget ...

What are the best tax planning tools for financial advisors? Top tax planning platforms for financial advisors Financial planning software with strong tax features How to choose the right tax planning ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

As regulatory requirements continuously evolve, leaders must adapt their finance and operational functions to stay compliant and mitigate potential business impacts. For example, leveraging technology ...

Kurtosys Systems is raising a new round of venture funding for its financial compliance software business. The London company was founded in 2002 with the aim of creating reporting and information ...

Cloud-based enterprise financial systems are typically provided by major software vendors, including Intuit, Oracle, SAP, Microsoft, and Workday. These platforms deliver accounting, reporting, ...

Fiserv Lending Solutions is embedding Carleton Inc.’s SmartCalcs financial-compliance software into its automotive-loan-origination system that will automate rate calculations, validate state ...

Could a New York-headquartered start-up finally help to relieve the pain of expensive and time-consuming compliance procedures for leading financial services businesses? ZeroDrift, which is today ...

In the ever-evolving world of finance, compliance is king. Financial advisory firms, in particular, operate in a highly regulated environment where clients’ financial security is paramount. Financial ...

The financial services sector has always been one of the most heavily regulated industries in the world. From anti-money laundering (AML) directives to Know Your Customer (KYC) requirements, ...

An attorney acting as an independent compliance monitor must fulfill certain critical responsibilities to assist a financial institution in improving its compliance environment and reducing the risk ...